integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure that the capital market will be developed toward sustainable growth and generate positive impacts on the

Handling Procedure​​ ​​​ Samples of Documents or Evidence​ Matters under Supervision of Other Laws​ Whistleblower​ Inquiries​ ​ ​ ​​ Complaint Forms​ Complaints​ / Whistleblowers Matters under the SEC

Competitiveness Code of Conduct and Code of Ethics The Board-Level Code of Governance specifies the following areas:   Board Composition and Structure , for instance, nomination procedure, term of office and sub

2017 >   ​​​​​​CG Code >   Principle 7 Ensure Disclosure and Financial Integrity​​ CG Thailand Overview CG and sustainable business development SEC Roles Related organizations Related persons Sustainable

• Mutual Fund Management    ○  Advertising    ○  Procedure for Incorrect Pricing    ○  Procedure for the default by Issuer    ○  Transaction with Connected Person    ○  Liquidation    ○  NAV Calculation

• Mutual Fund Management    ○  Advertising    ○  Procedure for Incorrect Pricing    ○  Procedure for the default by Issuer    ○  Transaction with Connected Person    ○  Liquidation    ○  NAV Calculation

Effective Risk Management and Internal Control  Principle 7 Ensure Disclosure and Financial Integrity​​ ​Principle 8 Ensure Engagement and Communication with Shareholders ​ ​​​Part 2 Guidelines and

Effective Risk Management and Internal Control  Principle 7 Ensure Disclosure and Financial Integrity​​ ​Principle 8 Ensure Engagement and Communication with Shareholders ​ ​​​Part 2 Guidelines and

in a shareholders' meeting  17. Dividend payment 18. Fees   19. Procedure for dissolution of mutual fund 20. Relaxation of rules 21. Additional rules for guaranteed funds 22. Additional rules for a

in a shareholders' meeting  17. Dividend payment 18. Fees   19. Procedure for dissolution of mutual fund 20. Relaxation of rules 21. Additional rules for guaranteed funds 22. Additional rules for a