under this Act; (2) the determination of application fees, approval fees or operating fees for business undertaking under this Act; 3 (3) the prescription of guidelines for consideration of any issues
prescription of guidelines for consideration of any issues that may arise from the enforcement of this Act. SECTION 9 The SEC Office shall have the power and duty to perform any act necessary for the
) the prescription of guidelines for consideration of any issues that may arise from the enforcement of this Act. UNOFFICIAL 3 SECTION 9 The SEC Office shall have the power and duty to perform any act
consideration. Guidelines for consideration of the interest in accordance with the first paragraph shall be specified by the SEC.” SECTION 7. The following texts shall be inserted as sub-clause (4/1) in Section
integrity, fairness, accountability and orderliness in trading of listed securities, taking into consideration benefits of the capital market and investor protection. • The SET must comply with rules for
. Guidelines for consideration of the interest in accordance with the first paragraph shall be specified by the SEC. SECTION 14. The SEC shall have the power and duty to formulate policies to promote and develop
shall be prohibited from participating in such consideration. Guidelines for consideration of the interest in accordance with the first paragraph shall be specified by the SEC. SECTION 14. The SEC shall
B.E. 2535: “SECTION 154/1 The Securities Exchange shall promote and maintain the integrity, fairness, accountability and orderliness in the trading of securities listed on the Securities Exchange
operated by the derivatives exchange or other persons; (3) measures to promote and maintain the standard of integrity, reliability as well as fairness in relation to derivatives trading; (4) efficient system