Bangkok, June 18, 2015 ? The SEC and the School of Development Economics of National Institute of Development Administration (NIDA) co-organized ?Thai Equity Fund Insight? at the 5th SEC Working
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due
access to investment-related information. To fulfill this mission, the SEC developed the "Mutual Funds Insight" microsite to serve as a center of knowledge, services, and tools related to mutual fund
SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
ไมโครไซต์ “Insight กองทุนรวม” เพื่อเป็นศูนย์รวมข้อมูลความรู้ บริการ และเครื่องมือสำหรับการวางแผนและการลงทุนเกี่ยวกับกองทุนรวม ก.ล.ต. จึงขอเชิญชวนให้ผู้ลงทุน และผู้ประกอบธุรกิจที่เกี่ยวข้องกับกองทุนรวม
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC has the duty to supervise and develop the Thai capital market. One of our key responsibilities is to help increase businesses’ access to
SEC workforce’s skills and insight. Currently, IOSCO members are 225 capital market regulators and relevant agencies from 140 countries. On average, an IOSCO annual conference is attended by
requirements applicable to them. Under the proposed revision, for example, the operators will have to provide unprejudiced advice, supervise the approved contact person giving advice through any media or
responsibility only for the functions undertaken by business operators themselves. This would allow SEC to supervise each business operator directly. The consultation paper is available at https://www.sec.or.th/TH