(Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241) Group 2: Constituting an unfair advantage over investor by exploiting the inside
(Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241) Group 2: Constituting an unfair advantage over investor by exploiting the inside
Qualifications (1) being a certified public accountant whose license is still valid; (2) being a leader of an audit firm or equivalent or being a partner of an audit firm or equivalent; (3) having met either of
competitiveness; being assured of stability of the systems monitored and maintained to accommodate fluctuations; and supported for development of professional standards. Investors Accessing to information and
application in accordance with the fast track rule must meet the prescribed criteria, for instance, during the past year, there is no record of being ordered to amend its financial statements or to explain or
person holding executive position as a division manager or an equal position responsible for the working field of asset appraisal, possess prohibited characteristics as prescribed; Not being ordered by the
director Not having untrustworthy characteristics. For example: Being an insolvent person or an incompetent person Being banned under the law on Supervision of Financial Institutions, either Thai or foreign
by law. For example, they shall not be suspended, threatened, interfered with work or terminated from employment because of their tip filing. ● Whistleblowers who wish to give inside information or
qualification meet with Fast Track Approval Conditions Foreign auditor to be approved by the SEC under fast track approval system shall hold all of the following qualifications; being an auditor who, in
following qualifications; being an auditor who, in accordance with foreign laws, is eligible to perform audit and certify financial statements of a foreign entity whose securities are publicly traded in the