supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
directors; following up and inspecting their performance A Right in Filing Complaints and Lawsuits In case a shareholder is affected by misconduct of a director or a management executive, the s hareholder
) Investors have the capabilities to develop strong financial health. Alongside the five key results, the SEC has initiated an innovative organization plan to be the key enabler in developing the
extensive audit experience, holding a CPA license, not possessing prohibited characteristics and rohibited behaviors, b) inspecting audit works performed by the applicant
, b) inspecting audit works performed by the applicant to ensure the compliance with the ISAs, and c) inspecting the audit firm's quality control system to ensure compliance with the
สำนักงาน ก.ล.ต. ภายใต้งาน Live SE Night ซึ่งจัดโดย SE Thailand (วันที่ 21 ม.ค. 64) เสวนาหัวข้อ “Brainstorming the way forward in using innovative finance in supporting SEs" โดย คุณรื่นวดี สุวรรณมงคล ภายใต้
law governing securities and exchange; cooperating with and facilitating the SEC 's representative in inspecting the audit quality control system; providing an explanation or submitting any other
shall, upon the applicant’s consent, enter into the applicant’s place of business or premises or any place necessary for inspecting the applicant’s financial condition, business operation, assets or any
Ministerial Regulation, the competent officer shall, upon the applicant’s consent, enter into the applicant’s place of business or premises or any place necessary for inspecting the applicant’s financial
this Ministerial Regulation, the competent officer shall, upon the applicant’s consent, enter into the applicant’s place of business or premises or any place necessary for inspecting the applicant’s