operation monitoring. 5.1.2 The board should nurture innovation that enhances long-term value creation for the business in a changing environment. Such innovation may include designing innovative business
investigation to ensure transparency and fairness. Complaint Against SEC Complaint / Inquiries SEC Complaint Form SEC Holidays Address SHARE : For More Information ContactUs Human Resources Department Tel. +66
Police or the Department of Special Investigation) for further investigation in accordance with the Criminal Procedure Code. After that, the inquiry official will conduct a further investigation and pass
) Investors have the capabilities to develop strong financial health. Alongside the five key results, the SEC has initiated an innovative organization plan to be the key enabler in developing the
useful evidence for SEC’s investigation shall be treated fairly and protected by law. Matters under the SEC Responsibility Complaint Handling Procedure Samples of Documents or Evidence Matters under
, the SEC shall file a criminal complaint with the inquiry official of the Department of Special Investigation (DSI) or the Economic Crime Investigation Division (ECID) of the Royal Thai Police, depending
, the SEC shall file a criminal complaint with the inquiry official of the Department of Special Investigation (DSI) or the Economic Crime Investigation Division (ECID) of the Royal Thai Police, depending
) Administrative Actions, (2) Criminal Actions, and (3) Civil Sanctions A flowchart of Procedure for Investigation and Enforcement Measures R egulatory Summary Administrative Actions Criminal Actions Civil
results of the consideration will be sent to the complainant after the SEC investigation has been completed; ● In case of unfair securities trading (such as price manipulation, insider trading, and
สำนักงาน ก.ล.ต. ภายใต้งาน Live SE Night ซึ่งจัดโดย SE Thailand (วันที่ 21 ม.ค. 64) เสวนาหัวข้อ “Brainstorming the way forward in using innovative finance in supporting SEs" โดย คุณรื่นวดี สุวรรณมงคล ภายใต้