principal assets of mutual fund; "Exchange" means the Stock Exchange of Thailand; "major investor" means a person having any of the following characteristics: (1) persons who have acquired the initial units
Committee’s work. In addition, the SEC Board has put in place an adequate and efficient internal control system covering all aspects including the preparation of financial reporting, purchasing of assets, and
products and services in order to lessen their dependency on brokerage fee revenue, and launched a securities business liberalization roadmap to get the industry players started on the preparation for the
collected from a mutual fund must specified in the schemes and the prospectus of the mutual fund. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of
mutual fund by a resolution of the unitholders. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription of additional rules
for a period not exceeding one accounting year (if any). The Company may as well provide such estimation for the next accounting year in the following cases: (1) an estimation for the initial unit
prepared by the Verifier undertaking an Agreed-Upon-Procedures Engagement that reports factual findings obtained as a result of the Readiness Assessment to test whether the bond, loan or other debt
the preparation of the SET and securities business operators for regional market linkage and competition in the international market arena. Within this forward- moving environment, the SEC also made