purposes. Accordingly, the act of Zipmex was not in accordance with the notification of the SEC. DAB Act S.94 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 2/2023 Dated 24/04/2023
Mr. Akalarp Yimwilai Mr. Akalarp Yimwilai, the Chief Executive Officer of Zipmex Company Limited ("Zipmex"), is responsible for the operation of Zipmex. His order or action, or his failure
Mr. Akalarp Yimwilai Mr. Akalarp Yimwilai, the Chief Executive Officer of Zipmex Company Limited ("Zipmex"), is responsible for the operation of Zipmex. His order or action, or his failure
specified in the notification of the SEC. DAB Act S.94 Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 2/2024 Dated 30/01/2024
notification of the Capital Market Supervisory Board by calculating net capital in accordance with Form Bor. Lor. 4/1 incorrectly in the amount of 7 cases. SEC Act S.97 Settlement Committee Meeting No. 1/2020
notification of the Capital Market Supervisory Board by failing to prepare and file the report of net capital calculation within the specified period. SEC Act S.109 paragraph 1 Settlement Committee Meeting No
effective system for protecting the client?s asset that are (1) failing to segregate assets under its custody as assets of clients in accordance with the notification and (2) investing assets of clients in
Mrs. Chantip Vanich Between December 27, 2017 and August 24, 2018, Mrs. Chantip Vanich, a director of Univanich Palm Oil Public Company Limited (UVAN) changed her holding of UVAN securities but
Bitkub Online Company Limited During January 2021, Bitkub Online Company Limited ("Bitkub"), a digital asset exchange, reported the incidents of system disruption to the SEC office later
supporting the collection and assessment of customer information for Bitkub to operate its business efficiently. DAB Act S.30 Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 2/2021