: Prevention of Unfair Securities Trading Practices, Section 238, Section 239, Section 240, Section 241, Section 242, Section 243, and Section 244 of Chapter 8: Unfair Securities Trading Practices and the
on prevention of conflicts of interest (“COI”) in managing a mutual fund as well as to monitor and oversee acts that may cause COI, unfair characteristic or cause unitholders to lose the interest that
regard, the Minister may also order the digital asset business operator under the first paragraph to take any action to protect the interest of its clients. Chapter 6 Prevention of Unfair Digital Asset
. A36633673/0.7/02 Jul 2018 11 CHAPTER 6 PREVENTION OF UNFAIR DIGITAL ASSET TRADING PRACTICES Section 38. The provisions under this Chapter shall apply to digital assets which are purchased and sold on a
, issue or offer of securities for sale to the public, acquisition of securities for business takeovers, and prevention of unfair securities trading practices. Such power shall include: (1) the issuance of
related businesses, organizations related to securities business, issue or offer of securities for sale to the public, acquisition of securities for business takeovers, and prevention of unfair securities
, derivatives exchange, derivatives clearing house, regulatory association of derivatives business operators and prevention of unfair derivatives trading practices. Such power and duty shall include: (1) the
removal of at least half of all directors. SECTION 89/2 No securities company or company shall perform any unfair treatment against an officer, an employee or any other persons hired to work for the
a mutual fund and shall monitor and oversee acts that may cause a conflict of interest to the unitholders and any acts that may have an unfair characteristic toward the unitholders or may cause the