Derivatives Broker Registered Derivatives Broker Securities Dealer Securities Companies and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company
Summary of the Emergency Decree on Digital Asset Businesses B.E. 2561 Initial Coin Offering Digital Asset Operator Exchange, Broker, Dealer ICO Portal List of licensed / approval digital asset business
information or advice by insurance broker ● Unable to claim insurance compensation Office of the Insurance Commission (OIC) Telephone: 1186 Website: www.oic.or.th ● Poor consumer product quality Office of
law and securities companies under the law on securities and exchange. Digital asset businesses are categorized into three types: (1) digital asset exchange; (2) digital asset broker; and (3) digital
broker or an agent to effectuate trading in debt securities between dealers in normal course of business, the service of which is carried out by collecting information on offer for sale or purchase of such
แนวทางการพิจารณาการประกอบธุรกิจสินทรัพย์ดิจิทัล คู่มือประชาชน รายชื่อผู้ได้รับใบอนุญาต / ได้รับความเห็นชอบ Exchange Broker Dealer Fund Manager Advisory Service Custodial Wallet
derivatives business NCR ≤ 10 . 5 % or NC ≤ 22 . 5 million baht or 1 . 2 For the case of securities company holding derivatives broker license NCR ≤ 10 . 5 % or NC ≤ 37 . 5 million baht 1 . 3
external parties (7) shareholding structure, both direct and indirect (8) the company’s group structure, including subsidiaries, affiliates, joint ventures, and special purpose enterprises/vehicles (SPEs
, finance company, securities company (broker/dealer/TSFC) or a foreign financial institution with credit ratings in the first four categories by an approved credit rating agency. (4.2) Exchange traded funds