work for such persons to have full or partial managing power in the securities company.

, departmental director or any equivalent position called otherwise, and shall include a person having entered into an agreement for full or partial power of management. “ general investor ” means an investor who

otherwise, and shall include a person having entered into an agreement for full or partial power of management. Clause 2 The operation under a regulatory sandbox of a person who is approved by the SEC Office

presented in the latest audited financial statement is in a positive position. If there is a capital increase after such financial statement, the increased amount could be added to the shareholders’ equity

partnerships, and limited companies shall apply mutatis mutandis to the liquidation of the fund. 10 During the liquidation process, if the liquidator deems it appropriate, he may make a partial payment to the

ก่อนครบอายุ โดยจะต้อง แสดงรายละเอียดเกี่ยวกับมูลค่าเวนคืนเงินสด (surrender value) รวมทั้งการยกเลิกกรมธรรม์บางส่วน (partial surrender value) อย่างชัดเจน โดยกรณีที่เป็นกรมธรรม์แบบสะสมทรัพย์ อาจแสดงมูลค่า

Section 67 : (1) fails to pay partial or total fees as specified by Section 8(2); (2) contravenes or fails to comply with Section 25, Section 26, the first paragraph of Section 30, Section 31, Section 32

decreasing capital and subsequently increased its capital under the assistance of a State agency or financial institution: O Yes (please specify) I am or have been an executive of ……………….……… which was

rectify the damaged financial position by decreasing capital and subsequently increased its capital under the assistance of a State agency or financial institution, unless exempted by the SEC: O yes O being

, to any person with whom the derivatives business operator enters into an agreement authorizing such person as well as those who work for such person to have full or partial power of management in its