Miss Panomporn Kasaprakorn Miss Panomporn Kasaprakorn, Executive Vice President (EVP) , Head of Treasury Department, who is responsible for the operation of KTBST Securities Public Company Limited

compliance unit (Head of Compliance) However, KWI appoint the highest level responsible person in the compliance unit on 5 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of

Mr. Veerapat Viriyakovitya Mr. Veerapat Viriyakovitya, Head of Finance and Accounting Department, who is responsible for the operation of Ngern Tid Lor Public Company Limited, shall be liable for

Mr. Thanya Kitchainukul Mr. Thanya Kitchainukul, Head of Credit Department, who is responsible for the operation of Ngern Tid Lor Public Company Limited, shall be liable for Ngern Tid Lor Public

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. SEC

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 13, 2023. However, FL reported the appointment of such a person on March 7, 2023. SEC

prices of any securities will increase or decrease and WHA did not notify such negotiation to the Stock Exchange of Thailand. SEC Act S.239 Settlement Committee Meeting No. 2/2016 Settlement Committee

Asia Corporation Public Company Limited (“MLINK”), disclosed false statement by denying the news about MLINK’s capital increase to the Stock Exchange of Thailand with the intention to mislead the public

share price including matching orders among those accounts. The actions resulted in increase in the UNIQ closing price and average daily trading volume. These were done in concealment to mislead and