capital increase may cause a dilution effect on shareholders. Therefore, supervision of the program must also take into account the protection of investors. Regulatory Suumary The criteria for approving
co) Regulations SHARE : Detail Content Equity Instruments Shares Private Placement (PP) of shares and warrant – in case of a listed company Criteria for approval: can be divided into four cases
. The assessment is divided into two parts as follows: 1. Listed company completes the AGM-Self Assessment Form and submits it to the Thai Investors Association (Assessment guidelines and examples
. The assessment is divided into two parts as follows: 1. Listed company completes the AGM-Self Assessment Form and submits it to the Thai Investors Association (Assessment guidelines and examples
Criminal action is a type of law enforcement against any person who acts or omits to act in violation of the laws administered by the SEC. Criminal actions are divided into two groups, namely: (a) criminal
: offering price of CD divided by convertible rate Warrant : offering price + exercise price Shares with warrant : consider to separate offering price for
principles relating to market participants. The assessment grades are divided into four categories: (1) Fully Implemented, (2) Broadly Implemented, (3) Partly Implemented, and (4) Not Implemented. Most
former employees with the highest priority on the organizational interest. The code also specifies appropriate conducts in protection of the SEC reputations, divided into two areas as follows: Staff C
principles relating to market participants. The assessment grades are divided into four categories: (1) Fully Implemented, (2) Broadly Implemented, (3) Partly Implemented, and (4) Not Implemented. Most
, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2) Dividend payment by issuing investment units to unitholders is prohibited. Retained