entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality
Content Business Operator A Settlor of an Infrastructure Trust A settlor (after settling of a trust will manage the trust, thereby called a trust manager) assumes crucial roles starting from
, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2) Dividend payment by issuing investment units to unitholders is prohibited. Retained
, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2) Dividend payment by issuing investment units to unitholders is prohibited. Retained
10 decimal digits according to international standards. (2.3) Increase or reduce the number of investment units or take any actions as specified in the scheme to maintain the investment unit at a
10 decimal digits according to international standards. (2.3) Increase or reduce the number of investment units or take any actions as specified in the scheme to maintain the investment unit at a
Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough
Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough
new shares for capital increase) Principles Creates returns to directors or employees Application of approval for EJIP must be submitted to the SEC because the offer for the sale of shares to
substantive matters. 1.3 Having obtained a clear resolution on approval for the capital increase and such resolution has been obtained for less than one year until the date of application. 1.4 In case of a