Mr. Khumsup Lochaya During December 11, 2008 to present, Mr. Khumsup Lochaya inaccurately reported or fail to reported to the SEC Office the acquisition or disposal of Superblock Public Company
prices of any securities will increase or decrease and WHA did not notify such negotiation to the Stock Exchange of Thailand. SEC Act S.239 Settlement Committee Meeting No. 2/2016 Settlement Committee
Company Limited (“AJD”). The present changed name to AJ Advance Technology Public Company Limited (“AJA”) and Mr. Pipat Patiwetphinyo (“Mr. Pipat”) (at the time holding the positions of AJD Chief Operating
Public Company Limited (“AJD”). The present changed name to AJ Advance Technology Public Company Limited (“AJA”) and Mr. Pipat Patiwetphinyo (“Mr. Pipat”) (at the time holding the positions of AJD Chief
Advance Public Company Limited (“AJD”). The present changed name to AJ Advance Technology Public Company Limited (“AJA”) and Mr. Pipat Patiwetphinyo (“Mr. Pipat”) (at the time holding the positions of AJD
Jitta Wealth Asset Mannagement C Between March 1, 2023 and May 11, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, it has assigned person who are not person in the capital
Zipmex Company Limited Since January 1, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, has not been providing policies, measures, and guidance
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S