Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
/loss of share certificate ● Not receiving dividends The Thailand Securities Depository Co., Ltd. (TSD) The Stock Exchange of Thailand Telephone: +66-2009-9999 press 8 Website: www.set.or.th ● Incomplete
. ● L isted companies. For example: Incorrect or incomplete disclosure of information, for instance, financial statements, annual registration statement (56-1) or annual report (56-2); Failure to perform
business opening, operation to closing through the provisions of business regulatory environment of different economies. Meanwhile, the Thai government, related government officials and SEC Thailand would
of the Thai capital market in the region as well as the recognition of the SEC’s international roles and collaboration for sharing of information, opinions and experiences in different areas