) An ICO Portal is a provider of an electronic system for facilitating the offering of newly issued digital tokens. The ICO portal's duties include performing due diligence on the characteristics of
in all classes requires a resolution with majority or special resolution of all investment units outstanding (example of such issues include operational issues such as a change of a mutual fund
calculating the NAV. 2) Inclusion in the fund: the mutual fund management company shall include the assets received as debt repayment when calculating the NAV. Authority of the SEC Fund managers Mutual fund
in all classes requires a resolution with majority or special resolution of all investment units outstanding (example of such issues include operational issues such as a change of a mutual fund
calculating the NAV. 2) Inclusion in the fund: the mutual fund management company shall include the assets received as debt repayment when calculating the NAV. Authority of the SEC Fund managers Mutual fund
Securities Companies Net Capital Rule (NCR) Outsourcing Activities Note: * General functions include; for example; risk management, inspection and internal control, compliance, etc. **Central
units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified above, or any actions in good faith that do not include
units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified above, or any actions in good faith that do not include
approaches to regulate debt securities. These approaches include: Approval – issuers are required to apply for the approval to offer debt securities for sale. This will allow the SEC to carry out a preliminary
whether such service provider is borrower's or lender's counter party of agent. Undertaking securities borrowing and lending business under the first paragraph shall, however, not include the followings