Board’s Meeting No. 3/2563 held on 3 March 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the Meeting has considered the guidelines for enhancing the securities companies’ capability and
The enhancement of fund managers’ duty performance in accordance with I-Code** will be supported by Thailand ESG Data Framework – an initiative under the AIMC Three-Year Sustainable Roadmap. The Capital Market Development Fund (CMDF) renders financial support to this initiative. Morgan Stanley Capital International (MSCI), an international consultant, is commissioned to study and develop a data framework that is suitable for the context of Thailand and in line with international standards. The...
under Royal Patronage to help lawyers sharpen their capability about class action in capital market cases so that they will be able to deliver justice for investors who were wronged by persons that went
to submit PE Trust-1 Report to the SEC office within 15 days as from the end of the financial period of the trust, but since such tax incentive may attract a growing number of PE trust establishments
(incentive) จำนวนมาก คิดเป็นสัดส่วนมากกว่าร้อยละ 90 ของ incentive ทั้งหมดที่ได้รับจากลูกค้าทุกรายการรับมอบหมายในการตัดสินใจซื้อขายหลักทรัพย์แทนผู้ลงทุน และการแสวงหาผลประโยชน์จากผู้ลงทุนโดยอาศัยโอกาสในการ
Prime Minister General Prayut Chan-o-cha. Established in 1966, UNDP Thailand Office plays a role in promoting national development and capability of Thai organizations to achieve the SDGs through various
Amnucksoradej, acting Director of the Division of Industrial Business Capability Development, Department of Industrial Promotion, presided over the seminar. SEC Deputy Secretary-General Sirivipa Supantanet
as she allowed Suthee to submit securities trading orders for the client's securities account. She also received incentive payments from such trading. Trading securities on behalf of the client and
received large incentive amount; over 90 percent of which was from the account of this client. Trading securities on behalf of client and seeking benefits from the client during the performance of duties
prices in the approximate periods that caused the client to suffer loss, eventually. {A} received large incentive amount; over 90 percent of which was from the account of this client. Trading securities on