asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
the theme ?The successful world at your backyard?, the SEC booth aims to promote that saving and investment are not as something distant but relevant to everyday life. As such, everyone should start to
approval for the personnel working for them. In late last year, the SEC sought stakeholders’ opinions on the principles of the proposed amendment and most agreed with the proposal. Currently, the SEC is
auditors of SMEs have been proposed in response to the growing number of SMEs with potential to become listed on the Stock Exchange of Thailand. In this regard, most of the criteria remain in line with the
22 January, most of those commenting agreed on the proposed supervision on ICO of securities tokens. SEC will start from allowing ICO of investment tokens which are not the existing securities like
by the Monetary Authority of Singapore (MAS). It is one of fintech seminars and exhibitions the world pays attention most. Mr. Ravi Menon, MAS Managing Director, said during the opening ceremony that
(Thailand), on the topic, ?Investor Return ? Mind the Gap? has shown that the most important deciding factor for investors of mutual funds is investment return. Thus, funds that have performed well in recent
contribution rate at 15%, to have an appropriate management plan for its investment, as well as to have the right benchmark to measure investment performance, for the most effective follow-up in and assessment