hold, and in some jurisdictions also positions that they are nominated for. The Principles call for the disclosure of remuneration of board members and key executives. In particular, it is important for
the capital market according to the SEC’s vision. Some of the additional measures are: · Promoting exercise of investors’ rights by various means and through different media, such as
by account officers. This is particularly important because over 70 percent of the equity trading volume is generated by individual local players. Individuals are naturally very sensitive to news
shareholder). Many of these transactions facilitate normal day-to-day business of the business group and might be economically efficient. Examples of such transactions are sale or purchase of goods, and
Supervising Those who are in Contact with Investors ■ Promotion of Good Corporate Governance ■ Development of Legal Framework to Afford Better Protection for Clients’ Assets and Provide Mechanism for Investors
who are in Contact with Investors ● Mutual Fund Management Business ● Revision of Rules on Securities Underwriting ● Law Enforcement 52 GOAL 4 Preserve Market Fairness and Transparency, Understand
that are important to the ongoing development of the capital market. This included Class Action Act, the Trust for Transactions in Capital Market Act, the Amendments to the Provident Fund Act of 1987
following personal data: 1.1 Definitions and examples of data collected by the SEC Office Personal data: Data of a personal nature, for example, identification number/passport number, title, name, surname
(domestic, foreign, international), as appropriate, to ensure effective supervision and development of a sustainable capital market. Examples are: Government entities, such as the Fiscal Policy Office, the