as to ensure that such complaint is handled within an appropriate period and following the procedures and means as determined in sub-clause (2); Clause 3 A derivatives broker shall proceed with a
under the KYC/CDD process; (4) the account is re-activated by a large size of transaction after being inactive for some time; (5) significant amount in terms of size/volume is transacted, which is
remaining money, it shall be handled in accordance with the fund’s articles. The expenses and remunerations in connection with the liquidation shall be paid out of the assets of the fund. Chapter 4 Competent