under the KYC/CDD process; (4) the account is re-activated by a large size of transaction after being inactive for some time; (5) significant amount in terms of size/volume is transacted, which is
difference of such prices, so as to provide a price compensation to such relevant persons who made such redemption. If the relevant persons who made such redemption have no investment units left, the
prices as well as financial status, ability to deposit of margins and debt repayment records of the client; (2) require initial margin from a client no less than the rate or value prescribed by the SEC
.: _____________________________ Fax No.: _________________________ 21) Details of where and how unit prices will be published: _______________________________________________________________________
selling prices and redemption prices of investment units, as specified in the fund scheme and in accordance with the rules and procedures prescribed by the Notification of the SEC or the Office; (i) Systems
: ___________________________________________________________ Tel No.: _____________________________ Fax No.: __________________________ 17) Details of where and how unit prices of Hong Kong Covered Fund will be published
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 2 Registration Statement for Securities Offering (Form 69-1) Company: .......... (Name of Securities Offeror) ….....… Offers for Sale ....................................................................................................................................................... .................
จำนวนและราคาหลักทรัพย์ ไว้ในวงเล็บ) In case of a same-day acquisition and disposition of securities and derivatives, the total amounts and the weighted average prices thereof shall be reported separately
Management of Property and Loan Funds ; “ inside information ” means any fact that is material to the change of the prices of securities or derivatives and has not been disclosed to the public, and any