asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
securities trading account of another person for her own or others? benefits in such a way that taking advantage of others. The selling was made by using material non-public information concerning a 129.83
which turned ESTAR from having approximately operating loss of 51 million baht to a net profit over 140 million baht in 2013. Such non-public information material to the change of ESTAR share price was
disclosing financial statements that showed profit and delayed disclosing bad news. In addition, the study found that if non-financial information or M&A decisions were revealed too early, share prices would
good governance of the invested enterprises are taken into consideration apart from profit making.So far, the 30 institutional investors who have agreed to abide by the I Code include state organizations
Exchange of Thailand (SET) and the SEC's further investigation, Sarath, TOG Vice President, Business Planning and Finance, had access to the information that the net profit of the company had increased
SEC?s probe found that during April 23 ? May 14, 2012, Sermkhun had purchased CMO shares through his securities trading account by using non-public information material to CMO share price concerning CMO
specific business of MODERN while attending the Board of Executive Directors meeting. Such inside information supported the prediction that the net profit of the second quarter of 2016 would drop