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Education The Joint Doctoral of Business Administration (Accounting), Chulalongkorn University Master of Accounting, Middle Tennessee State University, U.S.A. Master of Business Administration, Middle
the AIFs established in Europe or/and; 4. being the master fund in which an AIF in Europe invests at least 85 % of its assets in units or shares(Note: AIFMD is not applicable to the case that a fund
specifies a minimum paid-up capital of 100 million baht for security company operating securities business in the category of securities dealing or securities underwriting or the securities company keeping
retains personal data in accordance with the nature of the data received. Personal data from the computer system of the SEC Office is retained in the central database with data security and access control
: Clause 1 Any securities company obtained some but not all of the securities business licenses in the category of securities brokerage, securities underwriting and securities dealing, may file an
Securities and Exchange Act B.E. 2535 and shall not in any event be construed or interpreted as having effect in substitution for or supplementary to the Thai version thereof. Please note that the translation
---------------------------------------------------------------- Note: Clause 2 of the Ministerial Regulation No.23 (B.E. 2545) provides that "The licensee to operate securities business in the category of private fund management under the Ministerial Notification No
---------------------------------------------------------------- Note : Clause 2 of the Ministerial Regulation No.20 (B.E. 2545) promulgated under the Securities and Exchange Act B.E. 2535 provides that "The licensee in the category of securities financing which has