requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
; (2.3) There are causes and necessities in order to protect the benefit of the investors. Should the mutual fund management company require to stop the operation longer than 1 business day, the
; (2.3) There are causes and necessities in order to protect the benefit of the investors. Should the mutual fund management company require to stop the operation longer than 1 business day, the
or in contrary to the order of the regulator / acting in contravention of the laws or acting unfairly or in an exploiting manner. Having been sentenced to imprisonment by the court's final judgment on
financial reports in order to provide to investors more complete and accurate information about the company’s true financial status, performance and circumstances. 7.1.4 For disclosures related to any
to act in any manner that may contravene the securities laws, without a chance of avoiding such order, is the company secretary liable to contravention of such laws as well? If so, what penalties apply
to act in any manner that may contravene the securities laws, without a chance of avoiding such order, is the company secretary liable to contravention of such laws as well? If so, what penalties apply
specified in Section 26 of the Personal Data Protection Act and/or other data that may impact the rights and liberties of the data subject. data anonymization the process of converting personal data in order
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, etc. There are two types of administrative actions taken by the SEC Office, namely: Administrative order issued in accordance with the governing laws when a regulated person fails to maintain