and Exchange Commission No. SorKhor/Nor. 37/2550 Re: Relaxation on Calculation and Announcement of Net Asset Value of Mutual Funds Investing in Equity Instruments Issued by PTT Public Company Limited By
of the Securities and Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market; in addition to not corporate with the SEC; this approval may be terminated. yours sincerely
in outbound products in addition to those prescribed under Clause 12: (1) Bank of Thailand; (2) commercial banks; (3) financial institutions established under a specific law; (4) securities company; (5
regarding investment in outbound products in addition to those prescribed under Clause 12: (1) Bank of Thailand; (2) commercial banks; (3) financial institutions established under specific law; (4) securities
preparations for economic, social and environmental changes, which will lead to the increase in opportunities and competitiveness. The Company may provide a brief description as deemed appropriate. In addition
regulator; (4) no any fact indicating that the applicant has financial difficulty that may cause any damage or other incidents indicating that such applicant is facing financial difficulty. In addition, there
approval period. For the purpose of submitting this application by post, I hereby consent to formally interact with the SEC Office and be officially informed by the SEC Office via e-mail. In addition, in
and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer
. In considering the application under Clause 5, the SEC Office, in addition to reviewing the application and the supplementary documents, shall be authorized to instruct the applicant to provide
Characteristics of Major Shareholder of Derivatives Intermediar y. In addition, where a major shareholder is a juristic person, a director, a manger and a partner of such person shall not have prohibited