determine the level of impact: Type of securities Who offers the securities Nature of offers Regulations New securities Public company limited Private Placement General approval / no duty to disclose
. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board
consideration of the case except when it is necessary and appropriate for the SEC to take a prompt action to prevent severe damage or a negative impact on public interest, or when a chance to clarify cannot be
ขึ้นจากกฎหมาย/กฎเกณฑ์ SHARE : Detail Content รายงานการวิเคราะห์ผลกระทบที่อาจเกิดขึ้นจากกฎหมาย/กฎเกณฑ์ (RIA) การวิเคราะห์ผลกระทบที่อาจเกิดขึ้นจากกฎหมายหรือกฎเกณฑ์ (Regulatory Impact
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
management of the mutual fund may have an impact upon the credibility of the Thai capital market. (4) The management of the mutual fund may cause damage or unfair treatment to the investors. (5) The operation
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
management of the mutual fund may have an impact upon the credibility of the Thai capital market. (4) The management of the mutual fund may cause damage or unfair treatment to the investors. (5) The operation
relating to asset appraisal regarding capital market transaction is significant and has impact on making investment decision of the public, appraisal requires a knowledgeable, capable and responsible person
งานสัมมนา Driving Social Impact Investment in Tailand ซึ่งจัดโดย UNDP ร่วมกับ ChangeFusion (วันที่ 10 ก.ย. 63) ช่องทางการระดมทุน ตราสารทุน ตราสารหนี้ ใบสำคัญแสดงสิทธิอนุพันธ์ ทรัสต์เพื่อการลงทุนใน