as its ethical performance and impact on stakeholders, society and the environment. 1.2.2 The board should assume a leadership role in creating and driving a culture of compliance and ethical conduct
determine the level of impact: Type of securities Who offers the securities Nature of offers Regulations New securities Public company limited Private Placement General approval / no duty to disclose
Content คลิปความรู้ แนวทางการพัฒนาภาคการเงินเพื่อความยั่งยืน ( Sustainable Finance Initiatives for Thailand) วิดีโอคลิป From ESG to SDGs; SDG contribution as Impact Objective for Businesses
in the context of the company’s shareholder structure and relationships, which may impact the management and operation of the company. Principle 4.4 The board should ensure the company has effective
meetings and conducting public hearings. (In 2012, the SEC held 22 public consultations via its website.) In case of a high impact regulation, a large-scale seminar may be necessary. Moreover, the proposed
. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board
meetings and conducting public hearings. (In 2012, the SEC held 22 public consultations via its website.) In case of a high impact regulation, a large-scale seminar may be necessary. Moreover, the proposed
consideration of the case except when it is necessary and appropriate for the SEC to take a prompt action to prevent severe damage or a negative impact on public interest, or when a chance to clarify cannot be
ขึ้นจากกฎหมาย/กฎเกณฑ์ SHARE : Detail Content รายงานการวิเคราะห์ผลกระทบที่อาจเกิดขึ้นจากกฎหมาย/กฎเกณฑ์ (RIA) การวิเคราะห์ผลกระทบที่อาจเกิดขึ้นจากกฎหมายหรือกฎเกณฑ์ (Regulatory Impact
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund