securities outside the stock exchange if abiding by the regulations, conditions and procedures set by the SEC Office. Earlier, the law prohibited such companies to trade securities outside the stock
มั่นคงปลอดภัยไซเบอร์ สำหรับคณะกรรมการของภาคการเงิน ปี 2564 (Cyber Resilience Leadership : Herd Immunity) ในรูปแบบออนไลน์ เพื่อสร้างความตระหนักรู้ด้านความมั่นคงปลอดภัยไซเบอร์ให้กับกรรมการของภาคการเงิน เมื่อ
investment, and also build up immunity for themselves against fraudulent solicitations via a variety of tools for all ages. The tools have been designed to be compatible and appropriate for beginners who
. “It is part of the SEC Investor Education Strategy to build the public’s immunity against investment scams and equip them with knowledge and skills on financial and investment management to help them
of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC
auditors in the capital market, and to grant a fee exemption for resubmission of the application for approval of auditor in the capital market for the applicants who affiliated with audit firms outside
other laws outside the SEC’s jurisdiction, the SEC will coordinate with relevant authorities to take an appropriate action.The SEC urges the public and investors to exercise caution when using services of
requirement in the identification and verification process for the onboarding clients who already have relationship managers elsewhere outside the premise or the clients who have a life-time ID card without
an enforcement of investors’ rights in some issues which are activities occurring outside blockchain* and are not based on the smart contract. Such activities include rent fee collection and payment
strongly advised to thoroughly check and make sure that all receipts or evidence of payment are issued by the companies in charge. In case of making an agreement to buy an investment product outside the