calendar year. Form updated as of June 2021
แบบแสดงราการข้อมูลประจำปี (UNOFFICIAL TRANSLATION) (Updated 2015) 5. Submission Letter of Evidentiary Documentation of Audit Firm Date ........ Month ............. Year.......... To: Secretary
(UNOFFICIAL TRANSLATION) (Updated as of 2015) Form 61-1 1. Application for Approval of Capital Market Auditor Date: ............. Month: ......... Year: .......... Dear Secretary-General, Office of
(UNOFFICIAL TRANSLATION) (Updated 2015) 4. Certification of Leader of Audit Firm Date ........ Month ............ Year.......... To: Secretary-General Office of the Securities and Exchange Commission
investors as the sole unit holder shall have the same information as that provided in the annual updated information statement submitted to the SEC Office along with the financial statements of the respective
updated at least once a year or upon significant change of information, and the updated version shall be sent to the customer to certify the correctness of the updated profile; unless the customer opposes
case may be; “updated prospectus” means the following prospectuses: (1) prospectus for an open-end mutual fund that shall be prepared during the period specified by the Notification of the Capital Market
, the Ministry of Commerce; (3) the updated regulations of the founding securities companies certified by the Office of Partnership Registration, the Ministry of Commerce. Clause 2 Any trade association
accurate, complete, truthful and updated manner; (2) establishing a code of conduct or rules for securities transfers, pledges, securities attachments, issuance of new securities certificates and other