Questionnaire No. Particulars Firm's Reference /Guidance Notes Description 1 Does the audit firm design and implement the risk assesment process that includes the identification of quality objectives

COM741C2407A 3 Call Warrants on CPALL Issued by BLS # Call Warrant on CPALL Issued by BLS# A CPALL01C2407A 3 Call Warrants on CPALL Issued by KGI # Call Warrant on CPALL Issued by KGI# A CPALL13C2407A 3 Call

สามัญของบริษัท ซี.ไอ.กรุ๊ป จำกัด (มหาชน) CIG-W9 6 Call Warrants on CPALL Issued by KGI # Call Warrant on CPALL Issued by KGI# A CPALL13C2312A 6 บริษัท อีเทอเนิล เอนเนอยี จำกัด (มหาชน) EE 6 Call Warrants

Issued by JPM # Call Warrant on COM7 Issued by JPM# A COM741C2312A 6 Call Warrants on CPALL Issued by BLS # Call Warrant on CPALL Issued by BLS# A CPALL01C2312A 6 Call Warrants on CPALL Issued by YUANTA

CPALL Issued by YUANTA # Call Warrant on CPALL Issued by YUANTA# A CPALL19C2403A 9 N/A CPN Issued by YUANTA # Call Warrant on CPN Issued by YUANTA# A CPN19C2403A 9 N/A DELTA Issued by KGI # Call Warrant

Call Warrants on CPALL Issued by KGI # Call Warrant on CPALL Issued by KGI# A CPALL13C2405A 8 Call Warrants on CPALL Issued by JPM # Call Warrant on CPALL Issued by JPM# A CPALL41C2405A 8 Call Warrants

on COM7 Issued by YUANTA# A COM719C2408A 3 Call Warrants on COM7 Issued by JPM # Call Warrant on COM7 Issued by JPM# A COM741C2408A 3 Put Warrants on CPALL Issued by BLS # Put Warrant on CPALL Issued

Warrants on CPALL Issued by YUANTA # Call Warrant on CPALL Issued by YUANTA# A CPALL19C2401A 8 Call Warrants on CPALL Issued by JPM # Call Warrant on CPALL Issued by JPM# A CPALL41C2401A 8 Put Warrants on

9 Call Warrants on CPALL Issued by KKPS # Call Warrant on CPALL Issued by KKPS # A CPALL06C2305A 9 Call Warrants on DOHOME Issued by KKPS # Call Warrant on DOHOME Issued by KKPS # A DOHOME06C2305A 9

Issued by JPM # A CBG41C2306A 9 บริษัท ช ทวี จำกัด (มหาชน) CHO 9 Call Warrants on COM7 Issued by JPM # Call Warrant on COM7 Issued by JPM # A COM741C2306A 9 Call Warrants on CPALL Issued by JPM # Call