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of the SEC’ s operation 1 2 3 4 5 6 1. Supervision of Securities Business 3/10 • For flexibility of securities business supervision and supporting Financial Technology • To promote development and
where the derivatives business operator has advanced its own asset to secure or satisfy the obligations incurred incidental to or resulted from derivatives transaction for the account of a customer, it
Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law governing derivatives transactions; Whereas this Act contains certain provisions relating to the restriction
In making a juristic act or a transaction with a third person, a trustee shall notify the third party in writing that it acts in trusteeship and expressly stipulates the information as such in the
taking advantage of doing so before completing the order of such client; (2) disclosing information related to the order of such client to another person even though it is known or ought reasonably to be
the third party in writing that it acts in trusteeship and expressly stipulates the information as such in the evidence of the juristic act or the transaction. 8 SECTION 34 A trustee shall prepare an
act or a transaction with a third person, a trustee shall notify the third party in writing that it acts in trusteeship and expressly stipulates the information as such in the evidence of the juristic
has been made in reliance of information honestly believed that it is sufficient; and (3) decision has been made without his interest, whether directly or indirectly, in such matter. 14 SECTION 89/9 In
present Reign. His Majesty King Maha Vajiralongkorn Bodindradebayavarangkun is graciously pleased to proclaim that, Whereas, it is expedient to enact the law governing the digital asset businesses, And