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Section 102 Securities and Exchange Act B.E. 2535 Section 102. The lending of money for the purchase, sale or exchange of securities by a securities company shall be in accordance with the rules
rights, construct, purchase, provide, sell, dispose, rent lease, hire purchase, grant of hire purchase, borrow, lend accept pledge, accept mortgage, exchange, transfer, accept transfer, or take any action
other interested person as specified in the notification of the SEC; (4) purchase and sell futures and options on securities whether in its own name or for customers unless the SEC issues a notification
) ประทับตรา (ถ้ามี) (...........................................) หมายเลขประจำตัวประชาชน (ID) ................................. วันหมดอายุบัตร
. “ major participating investor ” means any person specified in the ETF scheme that such person would be able to buy or sell ETF units with mutual fund management company or operator of foreign ETF , as the
ระดับ maintenance margin ดังนี้ ระดับ maintenance margin ( M.M.) ความหมาย 1. Call margin (เรียกหลักประกันเพิ่ม) equity < call margin แต่ > force sale/buy การคำนวณ : call margin (LMV x อัตรา call margin
instruments or evidence representing the rights to the property of a mutual fund; (7) certificates representing the rights to purchase shares; (8) certificates representing the rights to purchase debentures; (9