be granted approval by the SEC shall possess qualifications of an individual person and of the firm to which the auditor is attached as prescribed by the regulations summarized below: Individual
issues Ministerial Regulation as follows - Clause 1 Person eligible to apply for securities business license in the category of investment advisory service under this Ministerial Regulation shall be any of
provisions of law, Finance Minister issues Ministerial Regulation as follows: Clause 1 Person eligible to apply for securities business license in the category of venture capital management under this
provisions of law, Finance Minister issues Ministerial Regulation as follows: Clause 1 Person eligible to apply for securities business license in the category of venture capital management under this
of mutual fund management; (5) be able to show that its human resource will be prompt and adequate with a view to responsibility for mutual fund management. Clause 4 Any person holding more than ten
and Exchange Act B.E. 2535. Clause 2 Person eligible to apply for securities business license in the category of private fund management under this Ministerial Regulation shall be any of the followings
and Exchange Act B.E. 2535. Clause 2 Person eligible to apply for securities business license in the category of private fund management under this Ministerial Regulation shall be any of the followings
Fast Track qualifications will be inspected by the SEC prior to approval. The inspection may include, but not limited to a) checking the basic individual qualifications of the applicant i.e. having
individual qualifications of the applicant i.e. having extensive audit experience, holding a CPA license, not possessing prohibited characteristics and rohibited behaviors
at both individual auditor level and firm level. In order to enhance quality and reliability of the financial disclosure system of the entities and auditors, the SEC has revised the rules on approval