audit firm or equivalent or being a partner of an audit firm or equivalent; (3) having met either of the following audit experiences criteria; (3a) General cases: - having affixed signatures for giving
be subject to action under the SEC notification regarding the qualifications and prohibited characteristics. In exercising the discretion to giving such instructions, the SEC takes into consideration
years; (4) The agreement contains a statement that customs have the right to terminate the agreement for management of a private fund within five business days without giving prior notice to the private
. Some salespersons of financial products focus on sales figures and brokerage commissions, giving less importance on recommending products suitable for investors' risk tolerance and their long-term
does not affect the performance of duties and the giving of independent opinions, and that the following information has also been disclosed in the notice calling the shareholders' meeting. Not being a
signatures for giving audit opinions on financial reports of at least 2 business for not less than 1 year during the period of 5 years before filing an application for approval. In this regard, such
equivalent or being a partner of an audit firm or equivalent, having met the following audit experiences criteria; - having affixed signatures for giving audit opinions on financial reports of at least 2