Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
and trustworthy, the Securities and Exchange Commission hereby issues the principles for undertaking business as follows: (1) honesty, fairness and integrity An intermediary shall conduct its business
Securities and Exchange Commission hereby issues the principles for undertaking business as follows: (1) honesty, fairness and integrity An intermediary shall conduct its business with honesty, fairness and
. Clause 29. Filing of an appeal shall not be a cause of relief as to the enforcement of the administrative sanction. The appellant, however, may file a motion for relief together with the appeal and explain
honesty and integrity based on their career records, as well as having skills and experiences which are beneficial to the business operation; (4) being able to show the readiness of its work system and
in a three-year strategic plan (2007-2009), which focused on the strengthening of the Thai capital market's regional competitiveness and market integrity. Action plans were laid out later together with
been in motion before the pandemic but perhaps the use of technology has been fast tracked as a result of the lockdown and containment measures. We were forced to connect through technology to move
party has doubts relating to the statement in the dispute resolution, such party may file, through the Office, a motion (UNOFFICIAL TRANSLATION) - 10 - requesting the arbitrator to interpret such
party has doubts relating to the statement in the dispute resolution, such party may file, through the Office, a motion (UNOFFICIAL TRANSLATION) - 10 - requesting the arbitrator to interpret such
office. Clause 3. In order to ensure that representatives shall render services with honesty and due care for the best interest of investors as well as provide appropriate and adequate information in line