______________ SECTION 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the management of the private fund, using knowledge
ยมี์ความ สอดคลอ้งกบัหลกัการท่ีก าหนดตาม IOSCO Objectives and Principles of Securities Regulation ซ่ึงเป็นมาตรฐานสากลท่ีองคก์รระหวา่งประเทศ ใชเ้ป็นบรรทดัฐานในการประเมินความน่าเช่ือถือของ ภาคตลาดทุนของ
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
โครงกำร Financial Sector Assessment Program (FSAP) ผูป้ระเมิน ไดเ้ข้ำประเมินกฎหมำยในกำรกำก ับดูแลศูนย์รับฝำกหลักทรัพย์ภำยใต้มำตรฐำนสำกล อนัได้แก่ Principles for Financial Market Infrastructure (PFMI