person with proportion or characteristics as specified by the SEC; (2) have honest executives as apparent from working records, who are capable and have experiences beneficial to business operation; (3

 of inter - dealer brokerage shall- (1) not have shareholder or controlling person with proportion or characteristics as specified by the SEC; (2) have honest executives as apparent from working records

into account the following two conditions:   (1)The decision has been made with honest belief and reasonable ground that it is for the best interest of the company and; (2)The decision has been made

lth care, non-discrimination and safety in the workplace, access to relevant training, potential skills development and advancement. ​(2) Responsibilities to customers at least by adhering to applicable