proceeds thereform to invest in, or procure for profit from holding in, securities, derivative, or any other properties, or invest in or procure for profit by other means.” * Readers should be aware that
million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or holding securities for investment by the securities company itself; (3) Bearing a https://www.sec.or.th/EN/Documents
client’s assets in its possession ; (2) Investing in or holding securities for investment by the securities company itself; (3) Bearing a https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act
a commissioner of the SEC has been made, the remaining commissioners shall retain their offices on the condition that there are at least six persons holding such position.” SECTION 4 The following
National Economic and Social Development Board under the law on the national economic and social development. The Selection Committee members shall not be a civil servant holding a permanent position or
holding in, securities, derivative, or any other properties, or invest in or procure for profit by other means. "private fund management" 2 means the management of funds of a person or group of persons who
thereform to invest in, or procure for profit from holding in, securities, derivative, or any other properties, or invest in or procure for profit by other means. "private fund management"2 means the
Supervisory Board shall prepare reports to the office on his securities holding as well as the holdings of securities by his spouse and minor children in accordance with the rules and period as specified in the
capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession; (2) Investing in or holding securities for investment by the securities company itself; (3) Bearing a
, provided that such person does not have any of the prohibited characteristics as prescribed in Section 23. In cases where it is subsequently found that the person acting as a director, manager, or holding a