competition in the capital market so that the investors will be able to access financial services with better quality of services and reasonable fees Amendments Details 1.1 Exemption of specified business
specified in the contract, or to demand the other party to enter into a contract under subsection (1) or (2). “derivatives business” means the undertaking to provide services as the following: (1) a
as specified in the contract, or to demand the other party to enter into a contract under subsection (1) or (2). “derivatives business” means the undertaking to provide services as the following: (1) a
version is prepared by staff of the Legal Department with the sole purpose of providing foreigners with information concerning the Securities and Exchange Act (No. 4) B.E. 2551 Accordingly this second draft
shall be appointment of another person as the Chairman or commissioner, as the case may be. SECTION 10.4 The Chairman and each commissioner appointed in accordance with Section 8 shall hold office for a
commissioner appointed in accordance with Section 8 shall hold office for a term of four years and may be re-appointed but shall not hold office for more than two consecutive terms. Upon expiration of the term
, legal advisor, asset appraiser or any other person whose duties are related to inside information, including employees, workers or colleagues of the aforesaid persons who hold a position or is in the line
duties are related to such inside information, which include staff members, employees or colleagues of such staff members or employees, who hold the position, or carry out the work, involved in the
or employees, who hold the position, or carry out the work, involved in the performance of duties related to such inside information; (4) director, sub-committee member, representative of a juristic
/ACT-SEA1992-AMENDED.PDF act-sea2016-no5.pdf , legal advisor, asset appraiser or any other person whose duties are related to inside information, including employees, workers or colleagues of the