operation of securities exchange including rules relating to financial resources, systems, supervision of members, listed securities, corporate governance, prevention of conflicts of interest, dispute
and replaced by the following texts: “SECTION 13. Any commission member who has an interest in the matter to be considered, shall declare such interest and shall be prohibited from participating in such
, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. "listed securities" means registered or authorized securities for
amendment by the Securities and Exchange Act (No. 3) B.E. 2546 2 indicated amendment by the Securities and Exchange Act (No. 2) B.E. 2542 4 "listed securities" means registered or authorized securities for
governance of listed securities issuers; (5) measures to prevent and resolve conflicts of interest; and (6) efficient and fair arrangement for the handling of complaints or disputes. In the case where the SEC
notification of the Office; (5) doing any other act that may cause a conflict of interest as specified in the notification of the Office. SECTION 140. The securities company shall prepare an account showing the
the fund shall be recorded according to the employees’ interest segregated by each employer, provided that the following incomes and expenses of the fund shall be calculated and recorded as incomes or
the interest over a specified rate shall not apply to the securities in the category of debenture and bill which are offered for sale under this Act.” SECTION 8 The following provision shall be added as
specified in a trust instrument, including any property, interest, debt and liability arising from management of a trust in compliance with a trust instrument or this Act. This English translation of the
and a trustee are the same person. “trust property” means any property as specified in a trust instrument, including any property, interest, debt and liability arising from management of a trust in