-time or part-time auditors and individuals in the service delivery center) 3 Does the firm always acquire satisfactory references when engaging senior and high-level audit staff? 4 Does the firm examine
the quality risks in Acceptance and Continuance of Client Relationships and Specific Engagement element that the firm considers as high risk? Please describe the relevant responses to these risks. A.1
that the firm considers as high risk? Please describe the relevant responses to these risks B1 Who is the ultimate shareholder(s) that have ultimate control of the audit firm, and;? B2 Who has the
Electrical Products and Computer 08 Energy and Utilities 23,323.60 7 09 Media and Publishing 10 Finance and Securities 17,157.60 8 11 Foods and Beverages 7,250.00 3 12 Health Care Services 13 Tourism and
Energy and Utilities 8,600.00 4 09 Media and Publishing 300.00 1 10 Finance and Securities 29,961.98 12 11 Foods and Beverages 5,820.00 2 12 Health Care Services 13 Tourism and Leisure 14 Industrial
CPALL Issued by JPM # Call Warrant on CPALL Issued by JPM# B CPALL41C2407B 3 Call Warrants on CPALL Issued by JPM # Call Warrant on CPALL Issued by JPM# C CPALL41C2407C 3 Call Warrants on CPF Issued by
CPALL19P2408A 3 Call Warrants on CPALL Issued by JPM # Call Warrant on CPALL Issued by JPM# A CPALL41C2408A 3 Put Warrants on CPF Issued by BLS # Put Warrant on CPF Issued by BLS# T CPF01P2408T 3 Put Warrants on
Issued by YUANTA # Call Warrant on CPALL Issued by YUANTA# A CPALL19C2406A 3 Call Warrants on CPALL Issued by JPM # Call Warrant on CPALL Issued by JPM# A CPALL41C2406A 3 Call Warrants on CPF Issued by KGI
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# Call Warrant on CPALL Issued by YUANTA# A CPALL19C2312A 6 Call Warrants on CPALL Issued by JPM # Call Warrant on CPALL Issued by JPM# A CPALL41C2312A 6 Call Warrants on CPF Issued by BLS # Call Warrant