debt securities and mutual funds 1 Obtained a bachelor’s degree. ✓ ✓ ✓ 2 Passed Level 1 or higher of the Certified Investment and Securities Analyst (CISA) or Chartered Financial Analyst (CFA
or an investment consultant for complex products (Type 1)3 − − − ✓ 2 Passed Level 3 of the Certified Investment and Securities Analyst (CISA) or Chartered Financial Analyst (CFA) examination
at a high level. Gas oil / Dubai crack spread in Q3/2018 averaged at 14.34 $/BBL an increase of 0.51 $/BBL when compared to Q3/ 2017 which is substantiated by the water levels of the Rhine; the river
SEC Classification : ใชภ้ายใน (Internal) DO INVESTMENT SUBSIDY AND ANALYST FOLLOWING IMPROVE UNDERINVESTMENT PROBLEMS?: EVIDENCE FROM THAILAND D r. S i ra d a N u a n p ra d i t E c o n o m i c s a n
capital market product having high-risk or complex characteristics; “general manager” means a person who is assigned by the board of directors to be the highest level responsible person in the management of
enforced by banks, brokers, etc. • Governance by code, not by people – Nobody to hold accountable – Code is not always well-written – Velocity of transactions is very high, e.g., “flash loans” • Reliance on
on Return Long-term Return 5 From high to low fees: trigger, small-cap, large-cap, and index funds. Large-cap is the largest segment but more expensive funds with poorer performance have been selling
Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE
capital market product having high-risk or complex characteristics; “general manager” means a person who is assigned by the board of directors to be the highest level responsible person in the management of
regulatory concern, both global & national level Responding to climate change focus Growing institutional and retail investors interest Shifting consumer preferences and embedding in business increasing global