open-end mutual fund; The scheme shall specify a procedure for the offering and redemption of the investment units for high net worth investors, provide an organized market, anddesignate at least one
open-end mutual fund; The scheme shall specify a procedure for the offering and redemption of the investment units for high net worth investors, provide an organized market, anddesignate at least one
Intermediaries Reporting Requirement Weekly Reports Weekly Report on the Purchase of High Turnover Securities by Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the
securities or other assets instead of cash to high net-worth investors only. (2) Dissolution of funds in the case of the number of unitholders less than 35 will apply when the fund is traded in the secondary
securities or other assets instead of cash to high net-worth investors only. (2) Dissolution of funds in the case of the number of unitholders less than 35 will apply when the fund is traded in the secondary
attain targeted savings, do not have access to these services. The existing advisory services are catering primarily to high net worth investors. Some salespersons of financial products focus on sales
attain targeted savings, do not have access to these services. The existing advisory services are catering primarily to high net worth investors. Some salespersons of financial products focus on sales
, in case that the buyers/end users of product/services are not the government agencies. This is not applied on activities that indirectly contribute to improvement in the public health and welfare
, in case that the buyers/end users of product/services are not the government agencies. This is not applied on activities that indirectly contribute to improvement in the public health and welfare