o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
but may delegate day-to-day managemen duties. The board must provide written directions to management that clearly set out management’s responsibilities. Matters for which the board has primary
Exchange of Thailand As defined in the Securities and Exchange Act B.E. 2535 (1992), the SET's primary roles are : 1. To serve as a center for the trading of listed securities, and to provide the
transferable securities was the main activity than the budding primary market where businesses issued securities for public offerings. Also a concern at the initial stage of development was the overlapped market
Exchange of Thailand As defined in the Securities and Exchange Act B.E. 2535 (1992), the SET's primary roles are : 1. To serve as a center for the trading of listed securities, and to provide the
of an Infrastructure Fund (IFF) and Infra Trust. Regulatory Summary Structure of infra trust The major rules Investments in infrastructure assets A Trust for high net-worth investors vs retail
of an Infrastructure Fund (IFF) and Infra Trust. Regulatory Summary Structure of infra trust The major rules Investments in infrastructure assets A Trust for high net-worth investors vs retail
Insurance Commission) (Available in Thai only) 1. Authorized person 2. High level executives 3. Actuary 4. Auditor
Insurance Commission) (Available in Thai only) 1. Authorized person 2. High level executives 3. Actuary 4. Auditor