prescribe other additional characteristics. Section 21 If the securities offered for sale by the special purpose juristic person are debt instruments which are not debt instruments subordinated to ordinary

. SECTION 89/8 In performing duty with responsibility and due care, a director and an executive shall act in the similar manner as an ordinary person undertaking the like business under the similar

. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives

. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives

management is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. SECTION 4. The

has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which management is conducted as an ordinary course of business

is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. 3 indicated

-term and long-term fund in numerous business sectors. Securitization business will also create a new type of financial instrument with high stability which will be conducive to the development of the

create a new type of financial instrument with high stability which will be conducive to the development of the capital market and mobilization of domestic savings. In addition, Thailand is currently

RIA พรà¸ı หลัฆชรัพยไ signed.pdf รายงานการวิเคราะห์ผลกระทบทอีาจเกิดขึนจากกฎหมาย ร่างพระราชบัญญัติหลักทรัพย์และตลาดหลักทรัพย์ (ฉบับท ี..) พ.ศ. …. กฎหมายใหม่ แก้ไข/ปรับปรุง ยกเลิก หน่วยงานของรัฐผู้ เสนอร่างกฎหมาย สำนักงำนคณะกรรมกำรกำกับหลักทรัพย์และตลำดหลักทรัพย์ (“สำนักงำน ก.ล.ต.”) ความสอดคล้องกบัยุทธศาสตร์ชาตแิละแผนการปฏรูิปประเทศ สอดคลอ้งกับยุทธศำสตร์ชำติในเรือง (๑) ยุทธศำสตร์ที ๒ ด้ำนกำรสร้ำงควำมสำมำรถในกำรแข่งขนั หัวขอ้ที ๔.๔ โครงสร้ำงพืนฐำน เชือมไทย เชือมโลก หัวขอ้ที ๔...