borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its

The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online

Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities

is intended to propose the draft notification that will cover the clear segregation of work for the delegation of other persons to operate.  The draft notification also allows business operators to

adjustment to 5 percent at the end of the first half of the year. For the latter half of the year, lower inflation rate, expectation of lower policy rate in 2007 coupled with high demand in debt securities

companies are increasingly active in investing abroad. For their own equity to be acceptable in mergers and acquisitions, corporate governance standards must be high. Ownership A defining characteristic of

remained high with an average daily trading value of 20 billion baht. Local non-institutional investors were the main players in the market, accounting for about 70% of total market trading value (Figure 2

inspection guideline the "High-Level Principle for Business Continuity" developed by the Joint Forum of the Basel Committee on Banking Supervision (BASEL), the International Organization of Securities

Achievements in 2003 ● 2004 - 2007 Strategic Plan Achievements of the SEC in line with the 4 Strategic Goals 22 GOAL 1 Develop the Thai Capital Market as an Important Alternative for Fund Mobilization and

, Chinnavat & Peangpanor Ltd. It also draws on the 2011 Corporate Governance Report of Thai Listed Companies prepared by the Thai Institute of Directors and the modular FSAP for Thailand conducted by the World