Police (ECD Police) for not allowing some NMG shareholders to attend and exercise their voting rights at the annual general shareholders’ meeting (AGM). Nittimon chaired the AGM on April 29, 2015, did not

submit the financial statements through the One For All Reporting System of the SEC Office within the period specified in the notification which are (1) the financial statements for the six-month periods

, conditions, and procedures as specified in the Notification of the Capital Market Supervisory Board to supervise transactions that are considered conflicts of interest by investing in unrated and unlisted bill

M.L.Thongmakut Thongyai M.L.Thongmakut Thongyai chief executive officer who is responsible for the operation of Krungthai XSpring Securities Co., Ltd. (KTX) shall be liable for KTX failed to prepare

Paruang had the duty to contact investors. The acts of Chart Master Co., Ltd. are liable to operating derivatives business without license in contravention of Section 16 of the Derivatives Act B.E. 2546

various channels, for example, the website of the company - www.chart-master.com, Youtube, emails, telephone calls, SMS, and Line application with a view for investors to trade derivative contracts in their

and solicited the public to invest in derivative contracts. Such solicitation was made via various channels, for example, the website of the company - www.chart-master.com, Youtube, emails, telephone

., convinced and solicited the public to invest in derivative contracts. Such solicitation was made via various channels, for example, the website of the company - www.chart-master.com, Youtube, emails

for investors to trade derivative contracts in their accounts of a securities company, in cooperation with Mr. Narathip Lohaweroj and Mr. Torpong Thammasombat, investment consultants of the securities

to inflict the punishment upon the offender. Consequently, the court ruled against her for being a director of a company whose securities are listed in the securities exchange, she shall be liable to 5