Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
approval: - the severity of the offence, - the impact on the capital market, - the evidence that may be used for establishing the guilt, and - the worthiness of imposing such penalties. Civil Sanction is
with an Inquiry Official Dated 28/02/2019 debtors as GL’s income on those financial statements and financial reports but the fact that the transactions are an execution of asset misappropriation by GL’S
Committee Order No. 175/2022 Dated 11/11/2022 Thailand’s Electronic Information System which are in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.35 Settlement Committee Meeting No. 11
issued a non-prosecution order http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 06/06/2018 the common stock of Modern, while in possession of inside information on Modern's operating
Criminal Code. The public prosecutor issued a non-prosecution order http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 06/06/2018 the common stock of Modern, while in possession of inside
/06/2018 the common stock of Modern, while in possession of inside information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial statements through the
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^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3AMutual%20Fund%20Prospectus&fq=system_name%3AEnforcement&start=0&rows=10 1 - 7 of 7 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement
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