approval from SEC Board/CMSB/SEC Office before the notifications become effective * 11. Publicly disclose in the Government Gazette / send the circulars / conduct seminars or dialogues with practitioners
information or misstatement, it will order the company to rectify such financial statements and publicly disclose the order via the SEC website. From time to time where the SEC finds suspicious transactions in
confidence in publicly disclosed corporate financial information. The Securities and Exchange Act of 1992 requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC
of regulations will depend on the type of securities being offered; whether they are existing or new securities and whether they are offered privately or publicly. These are important factors to
Information of Securities Issuer stipulate that the auditor who audits and certifies financial statements of foreign entity whose securities are publicly offered in Thailand market must be approved by the SEC
Disclosure regarding Financial and Non-financial Information of Securities Issuer stipulate that the auditor who audits and certifies financial statements of foreign entity whose securities are publicly
information of such foreign fund is made publicly available. i.e. A 6-month report/an annual report: (1) In a printed/ CD; (2) Publicized on the mutual fund management company's website, provided that the
information of such foreign fund is made publicly available. i.e. A 6-month report/an annual report: (1) In a printed/ CD; (2) Publicized on the mutual fund management company's website, provided that the
Standards for Publicly Accountable Entities (PAEs). 2. The issuers shall not fail to file the financial statements or related reports to the SEC/ SET. 3. The directors and executives shall be listed on the
Thai Financial Reporting Standards for Publicly Accountable Entities (PAEs). 2. The issuers shall not fail to file the financial statements or related reports to the SEC/ SET. 3. The directors and